About
Umergence is an independent broker dealer specializing in private placements and alternative investments. Our representatives focus on institutional capital placements, M&A advisory, early to late stage direct investments, and late-stage secondary opportunities.
Our back office systems use a proprietary data management systems that enable supervision, operational efficiency, and 24 hour access. Our goal is to provide stakeholders with the tools and information they need, allowing for smooth transactions from inception to closing.
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Our team is here to help clients navigate the opacity of alternative investing and private capital markets. Our goal is to offer solutions, not obstacles, and the wisdom of experience to get things done right.
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Our Team & Affiliates
Our team of seasoned professionals average more than 20 years in the industry and have collectively been involved with raising more than $75 billion of capital. We leverage a carefully cultivated network of domestic and international single/multi-family offices, high net worth individuals, private equity funds, pensions funds, endowment funds, institutional lenders and strategic investors.
Jeff has 15+ years of investment management and risk analytics experience. Previously, Jeff worked as an international equity and M&A portfolio manager for FNY Capital as well as with the commodities group of the Louis Dreyfus Company.
Equity Capital Markets
Private placement and capital introductory services with global reach across a wide range of sectors. Although we maintain a focus on growth stage startups and institutional fund placement, we are always willing to consider new offerings based on their merits and circumstances.
Debt Capital Markets
Strategic debt capital introduction services for convertible notes, senior and non-senior debt facilities, mezzanine, bridge, lines of credit, and bespoke alternatives based on individual client needs.
Holistic Strategy
We work to bridge connections between GPs, LPs, independent sponsors and strategic capital partners across the entire capital stack. We offer services for primary fundraises, secondary transactions, private placements, as well as direct deals and co-investments.
Partners













Umergence Venture Studio
The Umergence Venture Studio is a network of retail investors, entrepreneurs, deal makers and executives. Our unique platform allows collaborative participation between retail investors and institutional capital.
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