Clarence Williams

Mr. Williams has extensive experience in the Institutional arena. He has raised assets for several financial firms, aggregating to over $2 billion dollars over his career. He has been advising Institutional clients for over 20 years on a variety of asset classes including fixed income, equity and alternatives. He holds three FINRA industry licenses including: Series 7 (Full Registration/General Securities Representative), 31 (Futures Managed Exam), and 63 (Uniform Securities Agent State Law) and Series 65 (Uniform Investment Advisor Law).

 

Mr. Williams holds a Masters degree in finance and marketing from the Massachusetts Institute of Technology and a Bachelors of Arts degree with honors from Wesleyan University. He is the President and Treasurer for the National Association of Securities Professionals-New York Chapter. He is the Board Chair for Today’s Students Tomorrow’s Teachers and Senior Advisor of ChoicePoints Learning, LLC. He served as a Corporate Affiliate Board member for the National Association of State Treasurers and is a former Trustee of Buckingham Browne and Nichols School.

+1-860-838-3332

1006 South Main Street, Plantsville, CT 06479

  • Facebook
  • Twitter
  • LinkedIn

©2021 by Umergence. 

Umergence.com is a site operated by Umergence Holdings LLC ("Umergence Holdings"), which is not a registered broker-dealer.

Umergence LLC, an affiliate of Umergence Holdings, is a registered broker-dealer, and member FINRA / SIPC. Umergence LLC maintains a business continuity plan that can be accessed here. Additional information about Umergence LLC can be found through FINRA’S BrokerCheck where you can find out: If a broker or brokerage firm is registered; What has been disclosed to regulators; About a broker’s past experience; What a broker or brokerage firm is qualified to do.

This website is intended for accredited institutional investors and is not research nor is it an offer for investment or a solicitation of an offer for investment. It is not guaranteed as to accuracy, nor is it a complete statement, of the financial products or markets referred to. Some investments involve high risk and investors may lose all their money. Past performance does not guarantee future results. Investment products are not suitable for most investors. Contact Umergence LLC for important risk information & disclosure. Umergence LLC does not make recommendations on which securities investors should invest in and relies on investors to make their own decision in this regard.