Trust. Growth. Experience.



Umergence is a premier broker dealer placement agent specializing in private placements and alternative investments. Our representatives focus on institutional capital placements, M&A advisory, early to late stage direct investments, and late-stage secondary opportunities.


Our back office systems use a proprietary data management systems that enable supervision, operational efficiency, and 24 hour access. Our goal is to provide stakeholders with the tools and information they need, allowing for smooth transactions from inception to closing.

Umergence was inspired by the word “Emergence”, which is a phenomenon of coming together to create something greater than the sum of its parts.  When we come together in the deal making process, we strive to create the most value for our clients.

Our team is here to help clients navigate the opacity of alternative investing and private capital markets. Our goal is to offer solutions, not obstacles, and the wisdom of experience to get things done right.

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Our Team & Affiliates

Our world class team of seasoned professionals average more than 20 years in the industry and have collectively been involved with raising more than $75 billion of capital. We leverage a carefully cultivated network of domestic and international single/multi-family offices, high net worth individuals, private equity funds, pensions funds, endowment funds, sovereign wealth funds, institutional lenders and strategic investors.


Jeff has 15+ years of investment management and risk analytics experience.  Previously, Jeff worked as an international equity and M&A portfolio manager for FNY Capital as well as with the commodities group of the Louis Dreyfus Company.

Inside Business



Equity Capital Markets

Private placement and capital introductory services with global reach across a wide range of sectors. Although we maintain a focus on growth stage startups and institutional fund placement, we are always willing to consider new offerings based on their merits and circumstances.

Debt Capital Markets

Strategic debt capital introduction services for convertible notes, senior and non-senior debt facilities, mezzanine, bridge, lines of credit, and bespoke alternatives based on individual client needs.

Holistic Strategy

We work to bridge connections between GPs, LPs, independent sponsors and strategic capital partners across the entire capital stack. We offer services for primary fundraises, secondary transactions, private placements, as well as direct deals and co-investments.



Umergence Venture Studio

The Umergence Venture Studio is a network of retail investors, entrepreneurs, deal makers and executives.  Our unique platform allows collaborative participation between retail investors and institutional capital.




1006 South Main Street, Plantsville, CT 06479

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©2021 by Umergence. is a site operated by Umergence Holdings LLC ("Umergence Holdings"), which is not a registered broker-dealer.

Umergence LLC, an affiliate of Umergence Holdings, is a registered broker-dealer, and member FINRA / SIPC. Umergence LLC maintains a business continuity plan that can be accessed here. Additional information about Umergence LLC can be found through FINRA’S BrokerCheck where you can find out: If a broker or brokerage firm is registered; What has been disclosed to regulators; About a broker’s past experience; What a broker or brokerage firm is qualified to do.

This website is intended for accredited institutional investors and is not research nor is it an offer for investment or a solicitation of an offer for investment. It is not guaranteed as to accuracy, nor is it a complete statement, of the financial products or markets referred to. Some investments involve high risk and investors may lose all their money. Past performance does not guarantee future results. Investment products are not suitable for most investors. Contact Umergence LLC for important risk information & disclosure. Umergence LLC does not make recommendations on which securities investors should invest in and relies on investors to make their own decision in this regard.

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